Australia equity financing

Regulation and Compliance

If there is one thing that is certain, it is that change in the banking and financial services sector is moving at a rapid rate. Reflecting Australia’s fast moving banking and finance industry, the financial services market regulation continues to rapidly evolve presenting more challenges and areas of compliance than ever before.

Resulting from our extensive experience in the industry, our team keeps ahead of regulatory and compliance changes ensuring our clients can not only effectively manage their regulatory obligations but also significantly minimise any associated risks.

Working closely with a variety of industry bodies and regulators including the Australian Securities and Investment Commission (ASIC), Australian Competition and Consumer Commission (ACCC) and Australian Financial Complaints Authority (AFCA), we advise clients in relation to credit law, responsible lending, anti-money laundering, counter-terrorism financing and sanctions, competition, compliance, contracts and unfair terms, credit and privacy, EFT Code of Conduct, fair trading, financial products, licensing, payment systems regulation, regulatory investigations, tax, trade practices and superannuation.

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