How we can help
Australia's regulatory environment across financial services, data and privacy, competition and consumer law, workplace health and safety, anti-money laundering and corporate governance is increasingly complex, shaped by active regulators, heightened enforcement and rapid legislative change. We work alongside boards and executive teams to navigate that complexity, securing licences and approvals, protecting market access and building confidence with regulators and stakeholders.
Whether responding to new regulations or obligations, managing an incident or investigation, entering a new market or protecting a critical licence, we combine enforcement insight with commercial judgment to help organisations respond to regulatory pressure and maintain momentum.
When scrutiny intensifies, we guide clients through supervision, surveillance, investigations and enforcement action. We help respond to compulsory notices, inquiries and formal proceedings while minimising disruption, protecting reputation and preserving business continuity.
We also deliver targeted compliance uplift, governance reviews and remediation programs, helping organisations strengthen accountability, address control gaps and implement practical frameworks that withstand regulatory and board scrutiny.
Experience
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Stockland
Advised on the update of the AML/CTF Program to align with AUSTRAC requirements for financial services activities and relevant Tranche 2 real estate obligations. -
Vestone Capital Group
Advised on regulatory, privacy and credit-reporting compliance matters arising from the establishment of a major financial services joint venture for the Macquarie/Mitsubishi HC Capital JV. -
PwC
Advised on the development of a global 'Responsible AI' toolkit, including Australian privacy, data protection and cross-border regulatory considerations. -
National insurance company
Advised through escalating scrutiny from ASIC, the OAIC and AFCA, managing regulatory investigations, enforcement risk and significant claims handling reform. This Included responding to ASIC notices, AFCA determinations and the risk of systemic enforcement action in a priority area for ASIC. -
FinTech Australia / Digital Assets Framework Bill
Acted as regulatory policy, coordinating member consultations and contributing to regulatory reform relating to digital assets and emerging financial services regulation. -
Superannuation fund
Advised a $22bn fund on complex regulatory, risk management and APRA compliance matters following the merger of two industry funds with more than 150,000 members. This included RMF compliance, governance risks from employer sponsorship arrangements and trust deed amendments.