Meet our People

Caroline is a Special Counsel in our Corporate Advisory Team, specialising in the areas of financial services and funds management law. She has practised in Australia, New Zealand and the United Kingdom and brings a broad range of global regulatory, corporate and commercial experience.

Caroline’s funds management experience includes advising on the establishment of retail and wholesale managed investment schemes and the preparation of offer documents for fund managers and public offer superannuation funds.

Caroline also regularly advises on other areas of financial services law, including AFSL and ACL licensing, ASIC relief applications, capital raising, AML/CTF programs and regulatory and compliance issues.

She has significant experience, and a strong interest, in reviewing and negotiating legal and commercial fund terms for clients wishing to invest in, re-evaluate and exit private equity/venture capital funds in a variety of foreign jurisdictions.

SPECIFIC EXPERIENCE EXAMPLES

  • Acting for Judo Bank on its AFSL application, deposit offerings and other regulatory requirements.
  • Acting for several non-bank lenders and mortgage brokers on their ACL applications.
  • Acting for a digital currency exchange provider on its AML/CTF program and related compliance.
  • Acting for an Australian fund manager on the establishment of a registered fractional property managed investment scheme.
  • Advising on the establishment of agribusiness wholesale funds suitable for SIV investors.